How do we support our clients?

A dedicated global team of industry experts with extensive experience across the exchange traded derivatives (ETD) and OTC clearing marketplace. We bring together and deliver key insights across market structure and exchange developments, product trends, technology, operational themes, and regulatory change. We work closely with each client to connect them with tailored product and platform solutions that meet the unique needs of their business, providing strategic thinking and balanced perspectives to help answer those pivotal questions and inform decision-making.

Sharing industry insights

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Our in-house specialists bring together and deliver the key insights across new exchange and clearing house developments, technology innovation, and key regulatory changes that affect a client鈥檚 ETD decision making. Making sure our clients are in the know and can focus on what matters.

Tailoring solutions

connecting-clients-with-our-platform

The needs of our clients vary, but our focus is constant 鈥 to connect our clients with the products and markets that matter most to them. We bring the knowledge and experience to shape the right solutions for our clients, today and for the future.

Connecting globally

delivering-insights-through-data

Our connected global network means that we can help clients engage with local markets on a global basis, providing timely and personalised access to the information, solutions and expertise needed.

Latest insights

Quarterly updates

Quarterly Update: Now Live

Every quarter, our in-house specialists share key insights that affect your ETD decision making. Covering everything you need to know, from new exchange and clearing house developments, to technology innovation, to the key regulatory changes.

Making sure you鈥檙e always in the know and can focus on what matters.

Find out more

Podcasts

ETD Podcast

Our ETD Briefing podcast shares insights into the latest developments taking place across the Cleared Derivatives industry, making sure our clients are in the know and can focus on what matters.

ETD Client Consulting

00:00

ETD Latest: EMIR 3.0 - Publication in the EU Official Journal, December 2024

The EMIR 3.0 Regulation was published in the EU Official Journal on the 4th December, starting the timeline for firms to comply with the new rules, including the hotly debated Active Account Requirement. Robert Mawby from our ETD Strategic Development & Market Structure team discusses the latest developments with Caroline Kostka from the 斗牛棋牌在线 Governmental Affairs team.

05:52

ETD Latest: EMIR 3.0 - Provisional Agreement Reached by EU Council & Parliament, February 2024

The EU Council and Parliament have reached a long-awaited provisional agreement on EMIR 3.0; including a solid Active Account Requirement. Robert Mawby and Charles Perry from our specialist ETD Client Consulting team discuss the latest developments with Jonathan Treanor, ETD and Clearing Sales.

Disclaimer

This recording is issued by 斗牛棋牌在线 AG and/or its affiliates (each, 鈥湺放Ｆ迮圃谙哜) to professional investors only. It is the product of a sales/trading desk and not the Research Department. This is not a personal recommendation, an offer to buy or sell or a solicitation to buy or sell any securities, investment products or other financial instrument or service. This recording is subject to terms available at the following link:听www.ubs.com/salesandtradingdisclaimers.

斗牛棋牌在线 AG is a public company incorporated with limited liability in Switzerland domiciled in the Canton of Basel-City and the Canton of Zurich respectively registered at the Commercial Registry offices in those Cantons with Identification No: CHE-101.329.561 and having respective head offices at Aeschenvorstadt 1, 4051 Basel and Bahnhofstrasse 45, 8001 Zurich, Switzerland and is authorised and regulated by the Financial Market Supervisory Authority in Switzerland. Registered in the United Kingdom as a foreign

company with No: FC021146 and having a UK Establishment registered at Companies House, Cardiff, with No: BR 004507. The principal office of UK Establishment: 5 Broadgate, London EC2M 2QS. In the United Kingdom, 斗牛棋牌在线 AG is authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available from us on request.

斗牛棋牌在线 reserves the right to retain all messages received in connection with this recording. Messages are protected and are accessed only in legally justified cases.

The views and opinions expressed in this recording are those of the presenter and not those of 斗牛棋牌在线, its subsidiaries or affiliate companies. Accordingly, 斗牛棋牌在线 does not accept any liability over the content of this recording or any claims, losses or damages arising from the use of reliance of all or any part thereof.

This recording has no regard to the specific investment objectives, financial situation or particular needs of any specific recipient and is published solely for information purposes. No representation or warranty, either express or implied is provided in relation to the accuracy, completeness or reliability of the information contained herein, nor is it intended to be a complete statement or summary of the developments referred to in this recording. The recipient should not construe the contents of this recording as legal, tax, accounting, regulatory or other specialist or technical advice or services or investment advice or a personal recommendation. Not all products and services are available to citizens or residents of all countries.

Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this recorded material, other than personal use, without 斗牛棋牌在线鈥檚 prior written permission is strictly prohibited.

Monthly bulletin

Monthly bulletin

Each month, our ETD Strategic Development and Market Structure team curates their view of key industry developments and upcoming product launches. Delivering insights directly to you on changes that may impact your ETD business.听

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February:

The U.S. Securities and Exchange Commission (SEC) extends compliance dates for US treasury clearing mandate; EU, UK, Switzerland & Liechtenstein to align on T+1 shift.

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January:

European Commission proposes three-year UK CCP equivalence extension to June 2025; CSRC issues consultation paper on Administration of Program Trading for China futures market.

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December:

Joint associations call for EC to extend UK CCP equivalence decision ahead of its upcoming expiry on June 30, 2025; China re-emphasized its commitment to expanding market access for foreign investors.

Articles

Tokenisation in Collateral Management

The advancement of distributed ledger technology in the listed derivatives marketplace, while still in the exploratory phase, has the potential to deliver greater efficiency in collateral management and the post-trade environment. At the recent FIA IDX in London, 斗牛棋牌在线鈥檚 Helen Hartwell, Global Head of ETD Strategic Development and Market Structure, joined a panel discussing the challenges and opportunities of tokenized collateral settlement across the industry.

Click for the full article.

Transformation of financial markets

The EUREX Derivatives Forum in Frankfurt explored how Artificial Intelligence, Big Data and Tokenization are shaping the future of financial markets.

On the 'Transformation of Financial Markets' panel Helen Hartwell, Head of ETD Strategic Development and Market Structure, 斗牛棋牌在线, discussed how digitalization is transforming the Exchange Traded Derivatives (ETD) marketplace front-to-back, in areas including customer experience, operational efficiency and risk management.

You can read more on Helen's thoughts in a recent EUREX article听.

Events

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Meet the Team

Our team members have a wealth of industry experience across a range of backgrounds and disciplines, including Operations, Product Development, Technology Innovation, Data Analytics, Regulatory Change and Sales.

Helen Hartwell

Helen Hartwell

Helen leads 斗牛棋牌在线鈥櫶鼸TD Strategic Development and Market Structure team globally from London, delivering specialist ETD听content and solutions for clients.

Helen has worked in the ETD industry with 斗牛棋牌在线 since 2007, with experience spanning Product, Regulatory Change, Operations and Technology. Helen holds a Physics degree from Oxford University and a postgraduate degree in Data Science from Exeter University.

Robert Mawby

Robert Mawby

Rob covers听ETD Strategic Development in the EMEA region from London. Rob has significant industry experience across ETD & OTC Clearing and broader Prime Services, as well as experience in front-to-back Business Change gained in both investment bank and management consulting roles. Rob holds a degree in Management and Finance from the University of Leicester.听

Ross Thursby

Ross Thursby

Ross covers听ETD Strategic Development from London. With over 10 years of financial services experience at 斗牛棋牌在线 and the Bank of England,听Ross鈥 career has听encompassed Sales, Business Management, ETD Operations and Regulatory Supervision. Ross specialises in making data more insightful and impactful for our clients, as well as connecting our clearing platform capability enhancements with client needs. Ross holds an Economics degree from UCL and has recently completed an apprenticeship program in Data Analytics.

Janvi Kotecha

Janvi Kotecha

Janvi covers听ETD Strategic Development in the EMEA region from London. Janvi is a part of the 斗牛棋牌在线 Global Markets Graduate Talent Program and holds a degree in Economics from University College London.

Bryanne Radlof

Bryanne Radlof听

Bryanne covers听ETD Strategic Development in the AMER region from New York. Bryanne has worked within the ETD Industry for 15 years, with experience spanning Exchange-side Product and Sales to FCM Clearing Operations, Transition, Client Service and Clearing Product. Bryanne holds a degree in Business Administration in Marketing and Finance, as well as a Master of Business Administration from the College of William and Mary.

Charles Perry

Charles Perry

Charlie covers听ETD Strategic Development in the AMER region from New York. Charlie completed the 斗牛棋牌在线 Global Markets Graduate Talent Program with specific experience in ETD and Prime Services. Charlie holds a degree in Spanish and French from the University of Leeds, during which he studied abroad at the University of Le贸n, Spain and University of Montr茅al, Canada.

Stafani Wan

Stafani Wan

Stafani covers听ETD Strategic Development in the APAC region from Hong Kong.

Stafani has held roles across ETD and OTC Clearing, with experience in product development and business management roles in Singapore and Hong Kong. Stafani holds a degree in Business Management with a concentration in Finance and Accounting from Boston University.

Melody Chan

Melody Chan

Melody covers听ETD Strategic Development in the APAC region from Hong Kong.

Melody has joined the team as an off-cycle intern. Melody is currently pursuing a degree in Economics and Finance at Tsinghua University in Beijing, during which she studied abroad at Copenhagen Business School in Denmark.